Case-Based Reasoning
LoRANN: Low-Rank Matrix Factorization for Approximate Nearest Neighbor Search Elias Jรครคsaari
Approximate nearest neighbor (ANN) search is a key component in many modern machine learning pipelines; recent use cases include retrieval-augmented generation (RAG) and vector databases. Clustering-based ANN algorithms, that use score computation methods based on product quantization (PQ), are often used in industrial-scale applications due to their scalability and suitability for distributed and disk-based implementations. However, they have slower query times than the leading graph-based ANN algorithms. In this work, we propose a new supervised score computation method based on the observation that inner product approximation is a multivariate (multi-output) regression problem that can be solved efficiently by reduced-rank regression. Our experiments show that on modern high-dimensional data sets, the proposed reduced-rank regression (RRR) method is superior to PQ in both query latency and memory usage.
On Class Distributions Induced by Nearest Neighbor Graphs for Node Classification of Tabular Data
Researchers have used nearest neighbor graphs to transform classical machine learning problems on tabular data into node classification tasks to solve with graph representation learning methods. Such artificial structures often reflect the homophily assumption, believed to be a key factor in the performances of deep graph networks. In light of recent results demystifying these beliefs, we introduce a theoretical framework to understand the benefits of Nearest Neighbor (NN) graphs when a graph structure is missing. We formally analyze the Cross-Class Neighborhood Similarity (CCNS), used to empirically evaluate the usefulness of structures, in the context of nearest neighbor graphs. Moreover, we study the class separability induced by deep graph networks on a k-NN graph. Motivated by the theory, our quantitative experiments demonstrate that, under full supervision, employing a k-NN graph offers no benefits compared to a structure-agnostic baseline. Qualitative analyses suggest that our framework is good at estimating the CCNS and hint at k-NN graphs never being useful for such classification tasks under full supervision, thus advocating for the study of alternative graph construction techniques in combination with deep graph networks.
Long-Tail Crisis in Nearest Neighbor Language Models
Nishida, Yuto, Morishita, Makoto, Deguchi, Hiroyuki, Kamigaito, Hidetaka, Watanabe, Taro
The $k$-nearest-neighbor language model ($k$NN-LM), one of the retrieval-augmented language models, improves the perplexity for given text by directly accessing a large datastore built from any text data during inference. A widely held hypothesis for the success of $k$NN-LM is that its explicit memory, i.e., the datastore, enhances predictions for long-tail phenomena. However, prior works have primarily shown its ability to retrieve long-tail contexts, leaving the model's performance remain underexplored in estimating the probabilities of long-tail target tokens during inference. In this paper, we investigate the behavior of $k$NN-LM on low-frequency tokens, examining prediction probability, retrieval accuracy, token distribution in the datastore, and approximation error of the product quantization. Our experimental results reveal that $k$NN-LM does not improve prediction performance for low-frequency tokens but mainly benefits high-frequency tokens regardless of long-tail contexts in the datastore.
Label Noise Robustness for Domain-Agnostic Fair Corrections via Nearest Neighbors Label Spreading
Last-layer retraining methods have emerged as an efficient framework for correcting existing base models. Within this framework, several methods have been proposed to deal with correcting models for subgroup fairness with and without group membership information. Importantly, prior work has demonstrated that many methods are susceptible to noisy labels. To this end, we propose a drop-in correction for label noise in last-layer retraining, and demonstrate that it achieves state-ofthe-art worst-group accuracy for a broad range of symmetric label noise and across a wide variety of datasets exhibiting spurious correlations. Our proposed approach uses label spreading on a latent nearest neighbors graph and has minimal computational overhead compared to existing methods.
The Nearest Neighbor Information Estimator is Adaptively Near Minimax Rate-Optimal
Jiantao Jiao, Weihao Gao, Yanjun Han
We analyze the Kozachenko-Leonenko (KL) fixed k-nearest neighbor estimator for the differential entropy. We obtain the first uniform upper bound on its performance for any fixed k over Hรถlder balls on a torus without assuming any conditions on how close the density could be from zero. Accompanying a recent minimax lower bound over the Hรถlder ball, we show that the KL estimator for any fixed k is achieving the minimax rates up to logarithmic factors without cognizance of the smoothness parameter s of the Hรถlder ball for s (0, 2] and arbitrary dimension d, rendering it the first estimator that provably satisfies this property.
Rates of Convergence for Large-scale Nearest Neighbor Classification
Xingye Qiao, Jiexin Duan, Guang Cheng
Nearest neighbor is a popular class of classification methods with many desirable properties. For a large data set which cannot be loaded into the memory of a single machine due to computation, communication, privacy, or ownership limitations, we consider the divide and conquer scheme: the entire data set is divided into small subsamples, on which nearest neighbor predictions are made, and then a final decision is reached by aggregating the predictions on subsamples by majority voting. We name this method the big Nearest Neighbor (bigNN) classifier, and provide its rates of convergence under minimal assumptions, in terms of both the excess risk and the classification instability, which are proven to be the same rates as the oracle nearest neighbor classifier and cannot be improved. To significantly reduce the prediction time that is required for achieving the optimal rate, we also consider the pre-training acceleration technique applied to the bigNN method, with proven convergence rate. We find that in the distributed setting, the optimal choice of the neighbor k should scale with both the total sample size and the number of partitions, and there is a theoretical upper limit for the latter. Numerical studies have verified the theoretical findings.
Learning Nearest Neighbor Graphs from Noisy Distance Samples
Blake Mason, Ardhendu Tripathy, Robert Nowak
We consider the problem of learning the nearest neighbor graph of a dataset of n items. The metric is unknown, but we can query an oracle to obtain a noisy estimate of the distance between any pair of items. This framework applies to problem domains where one wants to learn people's preferences from responses commonly modeled as noisy distance judgments. In this paper, we propose an active algorithm to find the graph with high probability and analyze its query complexity. In contrast to existing work that forces Euclidean structure, our method is valid for general metrics, assuming only symmetry and the triangle inequality.
Optimizing Case-Based Reasoning System for Functional Test Script Generation with Large Language Models
Guo, Siyuan, Liu, Huiwu, Chen, Xiaolong, Xie, Yuming, Zhang, Liang, Han, Tao, Chen, Hechang, Chang, Yi, Wang, Jun
In this work, we explore the potential of large language models (LLMs) for generating functional test scripts, which necessitates understanding the dynamically evolving code structure of the target software. To achieve this, we propose a case-based reasoning (CBR) system utilizing a 4R cycle (i.e., retrieve, reuse, revise, and retain), which maintains and leverages a case bank of test intent descriptions and corresponding test scripts to facilitate LLMs for test script generation. To improve user experience further, we introduce Re4, an optimization method for the CBR system, comprising reranking-based retrieval finetuning and reinforced reuse finetuning. Specifically, we first identify positive examples with high semantic and script similarity, providing reliable pseudo-labels for finetuning the retriever model without costly labeling. Then, we apply supervised finetuning, followed by a reinforcement learning finetuning stage, to align LLMs with our production scenarios, ensuring the faithful reuse of retrieved cases. Extensive experimental results on two product development units from Huawei Datacom demonstrate the superiority of the proposed CBR+Re4. Notably, we also show that the proposed Re4 method can help alleviate the repetitive generation issues with LLMs.